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Privacy Statement

ZAIS Group, LLC (“ZAIS”) does not disclose nonpublic personal information about its clients or former clients to third parties other than as described below.

ZAIS collects information about you (such as your name, address, social security number, assets and income) from its discussions with you and from any information that you may deliver to us and in the course of providing advisory services to you. ZAIS may use this information to provide advisory services to you, to open an account for you, to process a transaction for your account or otherwise in furtherance of our business. In order to service your account and effect your transactions, ZAIS may provide your personal information to our affiliates and to firms that assist us in servicing your account and have a need for such information, such as a broker or fund administrator. ZAIS may disclose such information to service providers and financial institutions with which we have joint marketing arrangements to protect the confidentiality of your information and to use the information only for purposes for which ZAIS discloses the information to them. ZAIS does not otherwise provide information about you to outside firms, organizations, or individuals except to government regulators as it may be required by law, our attorneys, accountants and auditors and as permitted by law or applicable regulations. Furthermore, ZAIS restricts access to nonpublic personal information about you to its employees who need to know that information to provide products or services to you. ZAIS maintains physical, electronic and procedural safeguards that comply with applicable federal standards to guard your personal information.

This Privacy Statement relates to the following entities:

  • ZAIS
  • All Funds managed by ZAIS or its affiliates
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